Compliance Assurance Manager
One of London’s premier private banks is seeking a Compliance Assurance Manager to build out the assurance framework. This is a chance to join a reputable bank in a position of influence during an exciting time in its history.
The company offer an excellent working environment, with a business that truly buys in to the importance of compliance and a company that has and will continue to invest heavily in to its compliance function. The team has a very strong management team who can offer continued development to the successful candidate.
You will:-
Execute compliance assurance reviews scheduled in the Board-approved annual Compliance Assurance Plans ensuring they are completed in a timely manner and in accordance with agreed procedures for the planning, fieldwork and reporting of each review.
Produce accurate, concise and relevant reports for the business and boards.
Provide some oversight and supervision of more junior team members locally or in other jurisdictions and where delegated by the Head of Compliance Assurance review working papers and draft reports prepared by other team members.
This will require having good working papers, copies of evidence where required and detailed reports. All relevant data must be captured and stored accurately.
The ideal candidate will have:-
Experience in developing compliance monitoring plans
Proven competency in implementing compliance monitoring plans
Experience of managing staff
Strong interpersonal skills, needed to develop and maintain relationship with senior stakeholders within the business
Please contact Abigail Vann At Hays on 0203 465 0110
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