Compliance AVP / VP | Top regional bank
- Good exposure to business
- Attractive work environment
- Top tier organisation
The firm is a leading regional bank with significant international footprint in both wealth management and corporate banking and is continuing to expand its presence in Asia Pacific. Reporting directly to the Head of compliance advisory, the key responsibilities for this role includes:
- Working closely with business unit management and the respective compliance policy owners, to provide counsel, advice and support to the business on compliance related areas,
- Support/drive necessary training and education on compliance awareness in terms regulatory compliance requirements and Group Policies Procedures
- Provide advisory services on transactional issues, to existing and new business initiatives and products
- Manage on-going regulatory projections
- Liaison between front office and compliance functions
Requirements
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- Regulatory compliance experience within wealth management/ private banking or corporate banking
- Around 5 years relevant experience in compliance, risk management and governance arena gained within a financial institution
- Familiar with Banking Act, Financial Advisers Act and Securities Futures Act
- Strong communication and interpersonal skills
To apply online, please click on the appropriate link. Alternatively, please contact Mark Li on Mark.Li@randstad.com.sg, quoting Ref No. 90M0126327
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