COMPLIANCE CONSULTANT
Description:
An exciting new opportunity has become available within a highly successful finance company to work within their Compliance function. Within this role you will be expected to provide effective Compliance oversight, guidance and support to business areas, ensuring appropriate challenge in respect of regulatory risk and compliance with financial services regulation.
Core Responsibilities:
- Provide effective 2nd line oversight and proactive support to business areas so that the risk of non compliance is mitigated
- Promote a greater understanding of current FCA/PRA requirements and company compliance systems and procedures in accordance with the Risk and Compliance strategy and annual plan, establishing and operating a comprehensive risk based support programme for compliance with regulatory rules and guidance within Group Customer Services and Consumer Functions (including the oversight of regulated activity and compliance service undertaken by Third Party Administrators)
- Provide input into the regulatory risk assessment to ensure that key regulatory risks are appropriately reflected for monitoring and oversight
- Corporate Governance - Promote and directly contribute to the achievement of the annual plan and strategic aims and objectives for the Group Compliance department
Core Skills:
- Strong problem solving, analytical and technical skills
- Strong communicator with staff and line management
- Good planning and organisational skills
Core Requirements:
- Hold an FPC 3 or equivalent. ( Further professional qualifications or business related degree preferred)
- Experience in the Life Pensions industry, preferably in a compliance-related role with a detailed understanding of regulation, the ability to be able to translate Consultation Papers, Policy Statements and industry guidance, applying it to the business areas of the company, and the ability to review business process to ensure they meet with current legislation
- Strong knowledge of financial services regulation and related areas
Core-Asset Consulting offer specialist recruitment services to the Investment Banking, Financial Services, Secretarial Support, and Human Resources markets across Scotland.
"People are the core asset of every business"
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