Compliance Consultant – Dodd Frank recruitment
A top tier investment bank has approached Advantage Professional to provide them with a Compliance Consultant to take ownership of their Dodd Frank/US Volcker implementation from London.
You will provide advisory regulatory expertise on the implementation of US Volcker and Dodd Frank rules to the EMEA entities and registered Swap Dealers. Providing advisory support to front office and other shared services and implementing a framework to ensure ongoing Compliance with the requirements. The role may include other aspects of Compliance work providing product and other general advisory coverage within the FID coverage team.
Key deliverables:
-Support implementation of various components of the Volcker and Dodd Frank Rules
-Drive forward a deeper understanding of the regulatory requirements within the Fixed Income businesses
-Maintain relationships with the General Counsel and ACG colleagues in NY and EMEA and manage a network of persons within the shared services to ensure timely implementation of requirements and raise/escalate issues appropriately.
-Assist in the delivery of the regulatory change planning agenda.
To apply for this role it is essential you have the following expertise:
-Strong background in Fixed Income Compliance
-Track record of delivery on high profile projects involving regulatory change (i.e. MiFID)
-Strong knowledge of Vocker / Dodd Frank swap dealer requirements
-Experience in UK FSA regulation
-Sales Trading or Investment Banking experience
-Tenacious and driven personality
This is a fantastic opportunity to drive a highly visible project within one of the world's leading banks. Please send your CV in asap to ensure you are considered for the role.Advantage Professional is a leading international recruitment consultancy.