Compliance Coverage Officer

Position Description

This position will focus on Foreign Exchange and Emerging Markets, including corporate and government bonds and certain credit derivatives. This role will also provide ancillary coverage support for U.S. Government and Agency trading desks.

Coverage responsibilities include providing advice to the Business Unit on product, counterparty and cross-border sales and trading issues. The coverage officer will participate in risk assessments and new product proposals and in addition will conduct periodic testing and training for covered desks.

Skills Required

5-10 years of experience covering fixed income products at a financial institution with a focus on Foreign Exchange and Emerging Markets. Candidate must have experience with, among other things, providing real-time regulatory advice, drafting policies and procedures, providing targeted training and participating in regulatory inquiries and examinations. In addition, candidate should have substantial experience dealing directly with business unit and related infrastructure on all levels.

May 19, 2013 • Tags: , • Posted in: Financial

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