Compliance Development Manager
A challenging and highly visible role responsible for executing the compliance monitoring audit program and deliverinig compliance services to financial planners in the various distribution channels of Financial Advice.
The ideal candidate will have 1-3 years experience in a compliance type role in financial planning with:
- An understanding of financial planning practices and how they operate
- Solid knowledge of legislation and policy relating to the financial planning process
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RG146 qualifications essential
A summary of the main tasks include:
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Evaluating and managing compliance risks within adviser practices for various Advice channels
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Effectively managing relationships with advisers and Practice Managers through a collaborative audit process.
As well as a generous market led salary, you will benefit from a variety of employee benefits including reduced private health insurance and a range of flexible work options.
For a confidential discussion please contact Conor McCarthy on 02 8247 5724 or follow the links to apply.
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