COMPLIANCE DIRECTOR recruitment
Our client is a major global financial services provider engaged in investment banking, private banking and investment management services with an extensive international presence. To cope with their business expansion, they are seeking an outstanding Compliance professional to join them.
Responsible to provide general advisory and control services to the private banking business. Assist in the development and enhancement of the bank’s control standards and processes. Assess regulatory requirements to ensure compliance risks are identified, responded and tracked for resolution. Identify compliance risks, analyses processes and systems and advises stakeholders on the implementation of improved solution in order to support business and mitigate compliance risks. Provide independent and timely advice to business and other functions on all issues relating to day-to-day business and transactions undertaken by clients. Act as an active liaison with head office and counterparts in the region. Carry our investigation.
To qualify for the position, you should be a University graduate with a minimum of 10 years compliance experience in financial institution. Experience in private banking is s must. In-depth and hand-on working knowledge of securities laws and regulations and market practices, prior regulatory or work experience an advantage. Good communication and interpersonal skills.
Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC1970.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)