Compliance Director recruitment
Key responsibilities will include management of the international compliance team, supporting the board of directors in delivering strategic objectives, developing a compliance strategy through continued training and monitoring, assisting in the development of new policies and procedures, taking a lead role in sanctions and anti-money laundering compliance activities, and working closely with the general counsel in managing the firm’s relationship with external regulators. Candidates should have previous experience gained within a similar role, ideally within the insurance sector. A legal background Read more […]
Compliance Director recruitment
ABOUT OUR CLIENT:Our client is a global leading Financial Services MNC. Due to constant growth and commitment to China a position has arisen for a compliance professional to join their office in Shanghai as China Compliance Head (Director level). ABOUT THE ROLE:You will be responsible for providing leadership to the activities of the China entity when it comes to compliance related matters. You will also be accountable for providing Compliance advisory functions with particular focus in relation to activities undertaken for China. Activities will include executing due diligence over prospect and Read more […]
Compliance Director recruitment
A leading US institution is seeking a Compliance professional to join their team in Singapore. In this role you will be responsible for putting in place a comprehensive compliance program and providing advice and training to the business. This is a standalone position reporting to the head of Compliance in the US with a dotted line to the branch head in Singapore.To be successful you will have at least 7 years’ experience in a similar role gained within an investment bank or brokerage house; a working knowledge of MAS regulations, Banking Act, FAA etc. Strong interpersonal and communication skills Read more […]
Compliance Director recruitment
Compliance Director£Six Figures + Bonus + BenefitsParis/BrusselsSH/24719An exciting opportunity has arisen for a Compliance Director to join an exchange and to report into the Global Head of Compliance. The job holder will join a dynamic division responsible for providing advice on compliance issues. As Compliance Director, you will also be the sole lawyer of the team responsible for making the link between the legal analysis provided by the Legal Division and their concrete implementation in the Compliance framework. You will be required to follow up on the implementation of new regulation (e.g. Read more […]
Compliance Director recruitment
Compliance Director£Six Figures + Bonus + BenefitsParis/BrusselsSH/24719An exciting opportunity has arisen for a Compliance Director to join an exchange and to report into the Global Head of Compliance. The job holder will join a dynamic division responsible for providing advice on compliance issues. As Compliance Director, you will also be the sole lawyer of the team responsible for making the link between the legal analysis provided by the Legal Division and their concrete implementation in the Compliance framework. You will be required to follow up on the implementation of new regulation (e.g. Read more […]
COMPLIANCE DIRECTOR recruitment
Our client is a major global financial services provider engaged in investment banking, private banking and investment management services with an extensive international presence. To cope with their business expansion, they are seeking an outstanding Compliance professional to join them.Responsible to provide general advisory and control services to the private banking business. Assist in the development and enhancement of the bank’s control standards and processes. Assess regulatory requirements to ensure compliance risks are identified, responded and tracked for resolution. Identify compliance Read more […]
Compliance Director recruitment
Our Client, atop tier International Insurance organisation is seeking a Compliance Director to join it’s regulatory risk and compliance team based in New York.Responsibilities of the roles will include:Develop, document and maintain a compliance program for the business units where required.Consult Business Unit Chief Compliance Officer on Corporate policies, procedures and guidelines that are refined to address business and local needs.Develop, document and implement an annual compliance training program.Escalate compliance issues and potential violations of compliance policies and procedures, Read more […]
Compliance Director recruitment
As compliance director you will be expected to manage the banks regulatory compliance strategy and assist with recommendations to senior management. You will be expected to liaise with local and regional regulators and prior understanding of Singapore regulations will be a distinct advantage. You will work with the senior management team on all aspects on compliance and audit requirements for the bank, supporting management with regulatory decision making. A key challenge will be to develop and evolve the compliance function in light of changing local and international regulations. Requirements Read more […]