Compliance Executive-Investment Management-London-£40K recruitment
Compliance Executive-Investment Management-London-£40K
This is a fantastic opportunity for a more junior candidate to work in a global investment management firm which is currently very successful and growing! The client is based in the City and has had a successful couple of years and is growing it's complinace department as a result. This is a varied role, specialising in fixed income products which would suit a candidate who is looking for their second job in complinace working for a prestigious company where there are lots of opportunities for career progression!
The role will involve the following responsibilities:
- Implement all aspects of compliance for a specific asset management product on Bloomberg and Charles River
- Assisting with both strategic and global projects
- Monitoring trading issues and ensuring they are compliant
- Assisting with preparation for FSA visits / requirements
- Assisting with regulatory and client queries
- Dealing with clients during due diligence meetings
- Client reporting duties
The successful candidate will ideally be coming from an investment or asset management background, have varied compliance experience and knowledge of fixed income products. Front office, Bloomberg and Charles River exposure is highly advantageous, as is detailed FSA knowledge.
To apply please call Tim Clarke for a discussion on 0207 092 3241 or send your CV to tim.clarke@eamesconsulting.com . Only suitable candidates will be contacted.