Compliance / Financial Promotions

Based in the Heart of Buckinghamshire, this financial services company seeks an experienced Compliance Officer to join it's team as a Policy Controller.

This is a high profile role within the business and will have responsibility for co-ordinating all policy and letter documentation to ensure it is FCA compliant and minimise risk exposure. You will be accountable for managing the change control process to ensure sign off for new documentation or amendment to existing letters and policies.You will also review current policies, updating as required and delivering training as deemed necessary.

The ideal applicant be a highly articulate individual who demonstrates the ability to communicate complex matters in a clear and concise way both verbally and in written format. This role would suit an individual from a compliance, complaint handling or financial promotions background.

Interested? To find out more please apply now or call Claire Smith on 0118 907 0326 for a confidential discussion

June 30, 2014 • Tags:  • Posted in: Financial

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