Compliance Manager (3-5+ yrs) – Financial Services
Responsibilities:
- Keep abreast of developments in regulatory requirements and industry practices, and advise management accordingly
- Provide compliance advisory support to business units
- Identify inadequacies and weakness in systems and controls of Compliance and Company functions and suggest improvements
- Carry out yearly tracking (business process reviews and compliance audits) to ensure that the Company complies with rules and regulations as well as with the company’s policies and internal control procedures.
- Check that documentation is vetted in compliance with various regulatory requirements
- Maintain compliance registers and checklists
- Conduct compliance Training
Requirements:
- At least 3-4 years of compliance experience gained either from insurance companies, banks or audit firms
To comply with local laws, our Singapore office EA Licence No is: 12C6222.
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