Compliance Manager
A global Asset Management firm require an experienced Financial Promotions Specialist to join their growing business. The role based in the heart of London's West End will require a candidate with strong regulatory experience of marketing and financial promotions compliance regulations.
The company are a globally recognised brand, with an excellent reputation for high quality service. The company are keen to meet with dynamic and highly technical regulatory specialists as they seek to shape and grow their compliance function.
This role will report in to the Compliance Advisory team, and face off to the sales, marketing and distribution teams. Your key responsibilities will include;
· Primary responsibility for approving all financial promotions issued by the Asset Management business in the UK.
· Assisting line management in its prime responsibility for complying with all relevant financial promotion regulations, including the provision of the necessary advice and guidance so that it can ensure that appropriate operating procedures and controls are in place and are adequately defined to enable business areas to conduct their business within the applicable laws, codes, rules and regulations, in accordance with Group Compliance Policy.
· Under instruction from line management in resolving or, as the case may be helping to resolve any Compliance problems
The role will offer continued career development ion a global business, offering an exceptional working environment.
To find out more please call Stephen Borner at Hays on 02034650110
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