Compliance Manager

Compliance Manager - Fixed Income Advisory

Interim opportunity for a Compliance Manger with Fixed Income / Electronic trading background to work within a top-tier global Investment bank.

A client facing advisory role at the forefront of Fixed Income Compliance. We are looking for a professional with strong product knowledge in relation to Fixed Income Products and/or electronic trading.

Role will be to review of electronic trading activities across FICC and application of internal Compliance guidelines and procedures. Provision of day to day Compliance advice to the Fixed Income trading, sales and structuring desks.

Responding to Exchange and Regulatory queries and provision and coordination of regular Compliance training to the various desks.

Previous experience in Investment banking is a must along with strong markets product knowledge, Fixed Income knowledge.

Understanding of the markets and electronic trading, including algorithmic trading.
Solid background in Compliance Advisory from essential

November 11, 2014 • Tags:  • Posted in: Financial

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