Compliance Manager, Control Room recruitment
We currently have an opportunity within our Global Banking Markets Central Compliance function for an experienced Control Room Compliance Manager. Reporting to the Global Head of Control Room, key duties will include:
- Provide direction and support for the responsibilities and functions of the Compliance Control Room team.
- Act as key contact in the Control Room in relation to managing conflicts of interest including transaction approvals, personal account dealing and takeover panel disclosures etc.
- Conduct conflict management induction training for any new joiners to Compliance.
- Develop and refine Control Room related policies and procedures.
- Attend industry discussions/roundtables pertaining to Control Room issues.
- Providing clear guidance to members of the Control Room on identifying and managing any conflicts of interest.
- Other ad hoc project work as agreed with the Global Head of Control Room.
To be considered for this role, you will require previous compliance and/or regulatory experience, preferably across a number of different business lines, allied with prior experience of managing conflicts within a global/commercial banking environment. You will require an excellent understanding of the regulatory environment and expectations, FSA rules and guidance together with other relevant regulations and codes of practice. First rate communication skills, a high standard of written documentation and excellent analytical skills will be pre-requisite to your success.