Compliance Manager, Financial Institution recruitment
The Company
Our client is an industry leading financial institution and a true employer of choice. They are looking to appoint a Compliance Manager. Reporting to the Head of Legal Compliance, this role requires a dedicated and hands-on individual.
The Role
• Review, update and implement policies and procedures;
• Perform compliance monitoring;
• Staff dealing monitoring;
• Assist the Senior Compliance Manager in developing compliance frameworks in line with new and existing legislative requirements.
• Review and analyse changes to legislative requirements and their effect upon business practices;
• Handle licensing issues;
• Conduct compliance training;
• Review documentation and marketing materials; and
• Assist in ad-hoc projects as required
Your Profile
The successful candidate will be a degree holder in Law, Accounting, Finance or related discipline, with professional qualification is highly preferable. You must have minimum 4 years' compliance working experience in Banking, Asset Management, Securities or Insurance firms, with solid experience in handling enquiries from various regulators, such as SFC/HKMA. You will have strong interpersonal and communication skills. Fluency in English and Cantonese a must, ability to speak other languages is a plus. Candidate with less experience will be considered as Assistant Compliance Manager or Compliance Officer.
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.