Compliance Manager – Private Banking (European) recruitment
With so many banks frankly struggling under the weight of challenging market conditions, shrinking margins but increasing weight of regulation, why not consider joining a bank that refreshingly is getting things right on all these fronts? Their European Private Banking division offers a key role in London to join a five strong team and this role has plenty of breadth and variety.
You will be advising the business on a variety of regulatory considerations linked to the products offered, associated risk profiles, suitability and design. You'll be a promoter and communicator of TCF principles and deliver some structured training as well as assisting with an effective induction programme. You'll be providing guidance on financial promotions, advising on sensitive customer due diligence issues, maintain and perform on-going reviews of the control book and review a range of past activities and incidents requiring independent investigation.
Key jurisdictions range across Europe so you'll need to have or develop quickly a good understanding of different country guidelines as applicable.
The role offers a great platform to make a strong generalist contribution and develop your understanding of how a well organised and structured compliance function operates within a world class, particularly international private bank. Package is negotiable but will contain a strong bonus element to reflect their performance driven, well rewarded culture and all round benefits are particularly good.