Compliance Manager – Private Client Group recruitment
We are seeking individuals with strong knowledge of regulatory and compliance controls procedures, a minimum of 5 years relevant experience with compliance or audit profession in a bank or financial institution.
Candidates will be responsible to compliance reviews and to ensure legal entities and representative office have complied with the rules and regulations issued by the relevant authorities (Eg. SFC, MAS, etc). Within the role, to act as a compliance advisor in relation to regulatory and compliance to the private client group business and to prepare responses to regulatory inquiries and investigations.
Successful candidate is expected to be familiar with new developments of all relevant regulations in the industry. In addition, to liaise with company lawyers and front office on legal and compliance related matters, to formulate policies and procedures pertaining to compliance and to deliver training for internal staff when necessary.
A team player with integrity and excellent work ethics, good communication, interpersonal skills and strong analytic ability are required of the candidates apart from being able to thrive in a fast pace and dynamic environment. MS Office proficiency IT savvy are the pre-requisites.
This position is based in Singapore. We encourage only candidates with relevant experience to apply. We offer attractive remuneration package.
We do not entertain unsolicited sales calls from recruitment agencies or head hunters.