Compliance Manager – Private Client Group recruitment

We are seeking individuals with strong knowledge of regulatory and compliance controls procedures, a minimum of 5 years relevant experience with compliance or audit profession in a bank or financial institution.Candidates will be responsible to compliance reviews and to ensure legal entities and representative office have complied with the rules and regulations issued by the relevant authorities (Eg. SFC, MAS, etc). Within the role, to act as a compliance advisor in relation to regulatory and compliance to the private client group business and to prepare responses to regulatory inquiries and investigations.Successful Read more […]

May 30, 2009 • Tags: , , , • Posted in: Financial • Comments Off on Compliance Manager – Private Client Group recruitment