Compliance Manager :Product Advisory
We are exclusively recruiting for a brand new role at a leading global asset manager.
Reporting to the Head of Compliance with a dotted line to the Head of Product you will act as the primary contact between the Compliance and Product teams in relation to impact, threat and opportunities of global changes to regulation on existing and future products
You will also review and assess existing and future regulation relevant to all existing and future development of products
Responsibilities
Manager's role - responsible for assisting the Compliance Officer and Head of Product Strategy in the review and understanding of all relevant regulation as relates to firms product range. This requires understanding the target audience and distribution channels of the communications
Advisory role - act as a central point of reference and expertise regarding regulation relevant to existing and new products
Provide advice Proactively on Product compliance matters in connection with both existing and new business
Training role - promote awareness of regulatory 'training and competence' requirements, especially with regards to Product. Contribute to CO's assessment of the Product related compliance training needs of staff
Assist with the identification of appropriate training arrangements including the provision of in-house training
The Person
Essential Experience
A good working knowledge of the relevant rules and regulations and the fund management industry, especially in relation to products
Previous involvement with product approvals, regulatory registration processes, rules and guidance being used in UK and other jurisdictions including Australia, Middle East, Far East, Europe
Experience of comprehensive dealings with the FCA
Good understanding of Dublin UCITS and QIF regimes
Essential Skills/Knowledge/Competencies
Compliance and industry related qualifications which might be of benefit to the Group e.g. Member of the Securities Institute or other professional body
Expert knowledge of the major forthcoming pieces of global legislation, includingAIFMD, MiFID II, FATCA, PRIPS, EMIR, Basel III, Solvency II
Knowledge of marketing and product registration regulations in UK, Europe (other jurisdictions desirable)
Knowledge of major global fund structures
For a confidential briefing please contact Fergus Hooley on 077252 14435 or email
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