Compliance Manager [Ref:Compliance Manager – SEGL/CPL] recruitment

Main Responsibilities:

Providing advice to business and resource functions on regulations and compliance policies
Drafting and reviewing the compliance policies
Conducting periodic desk reviews of the firm’s activities, through interviews and test checks and preparing reports of findings
Leading projects on different compliance aspects upon regulatory changes
Providing training on general or specific compliance topics, as required
Coordination with local compliance officers in the region
Reviewing marketing materials as required
Updating business and other relevant parties on the new and hot compliance topics

Requirements:

At least 5 years’ relevant working experience in the financial service industry in compliance sector
Preference will be given to candidates with relevant experience in equity and fixed income sales and trading
Native-level fluency in English language, both orally and in writing
Strong analytical skills, thoughtful and good instincts
Proactive and able to work independently
Excellent communication skills with business

Application Procedures:

Interested parties, please send the below to: hr.hkg@sgcib.com

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