Compliance Manager [Ref:Compliance Manager – SEGL/CPL] recruitment
Main Responsibilities:Providing advice to business and resource functions on regulations and compliance policiesDrafting and reviewing the compliance policiesConducting periodic desk reviews of the firm’s activities, through interviews and test checks and preparing reports of findingsLeading projects on different compliance aspects upon regulatory changesProviding training on general or specific compliance topics, as requiredCoordination with local compliance officers in the regionReviewing marketing materials as requiredUpdating business and other relevant parties on the new and hot compliance Read more […]
January 2, 2012
• Tags: Compliance, Compliance Manager [Ref:Compliance Manager, CPL] recruitment, Legal careers in the Hong Kong SAR, SEGL • Posted in: Financial • Comments Off on Compliance Manager [Ref:Compliance Manager – SEGL/CPL] recruitment