Compliance Manager – Risk recruitment
One of the leading Asset Management companies is currently recruiting for a risk based compliance Monitoring Manager. The successful candidate should have strong compliance experience within the Asset Management arena including responsibility for conducting periodic, risk based compliance monitoring.
The individual will be responsible for the planning and completion of the in-depth monitoring part of the overall compliance plan including agreeing written reports, carrying out fieldwork and preparing and agreeing terms of reference with the business.
The candidate should have a university degree or equivalent and the IMC or Securities Institute Diploma as well as a well developed understanding of the asset management industry and the application of regulatory and industry best practice standards.
Mason Blake is an equal opportunities employer and welcomes applications regardless of sex, marital status, ethnic origin, sexual orientation, religious belief or age.