Compliance Manager / Senior Compliance Manager, Insurance and Banking recruitment
The Company
If you are an experienced Compliance Manager seeking a new challenge after the CNY, this reputable financial institution (with Banking and Insurance business) is certainly an employer of choice together with a long list of benefits to entice you to work with them.
The Role
- Report to the Head of Compliance and manage a team of high performing compliance officers;
- Provide compliance advice;
- Develop, implement and monitor policies and procedures to ensure compliance with relevant legislative, regulatory and policy requirements;
- Develop, implement, maintain and review the compliance framework that addresses all relevant legislative, regulatory and policy requirements;
- Review and analyse changes to legislative requirements and their effect upon business practices and assist in the implementation of these changes;
- Prepare and conduct compliance training and promote awareness of compliance issues within the business; and
- Assist in ad-hoc projects as required
Your Profile
The successful candidate will be a degree holder in Law, Accounting, Finance or related discipline, with professional qualification is highly preferable. You must have minimum 4 years' compliance working experience in Banking or Insurance firms, with solid experience in handling enquiries from various regulators, such as SFC/HKMA and HKEX rules and regulations. You will have strong interpersonal and communication skills. Fluency in English and Cantonese a must, ability to speak other languages is a plus. Candidate with less experience will be considered as Assistant Compliance Manager or Compliance Officer.
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.