Compliance Manager – VP recruitment
A rare opportunity awaited an experienced individual with a proven track record in compliance management within financial services. Our client is one of the worlds strongest banks, and they have a firm footprint in Asia. The compliance team is small, and as such you will be considered a senior appointment in Singapore and will report through to the Asia Pacific regional head in Hong Kong.
In this role you will be responsible for the compliance of the Singapore operations. Although this role does not include direct reporting duties, leadership or senior experience is desired.
Responsibilities include:
- Being part of the senior management team in Singapore and working proactively together
- Liasing with the local regulators
- Maintaining and analysing the banks regulatory compliance and assisting with control recommendations
- Supporting management in relation to regulatory issues and developments
- Operating a compliance monitoring program
- Maintaining the compliance program and documentation
- Develop, implement and put in place a working compliance framework maintaining policies, procedures, mauals and guidelines inline with current legal requirements and codes of conduct for practice.
- Ongoing development and evolution of the compliance framework and function in line with regulatory developments
- Ensuring compliance continues to be relevant in line with law changes
- Providing written reports on the compliance framework and updates to senior management
To be considered for this role you will have proven compliance experience within financial services and will be familiar with local legal and regulatory requirements. You will ideally have securities, trust and contract compliance experience. You will also be a self starter and have strong communication.
To apply for this role please send your cv in a word format directly to chrisjones@gowrecruitment.com