Compliance Manager- Wealth Management
A leading global bank is looking for a Compliance Manager to join their Wealth Management team based in Bristol. This exciting new role offers the successful candidate the opportunity to provide support to the development and distribution of products throughout the business in line with group and regulatory requirements. The role covers a number of key areas where the successful candidate will gain exposure across the business, providing guidance on the implementation of regulation.
Key requirements
• Financial Planning Diploma – Minimum level 3 required (CISI CFA etc)
• Exposure to FCA and PRA handbooks
• Direct compliance experience within Wealth Management or Financial Planning
The role requires the candidate to be business focussed, have excellent communication skills, and be able to engage and influence across the business at all levels.
This is a fantastic opportunity for someone who wants to work in a role that has a a strong compliance culture that is market leading. You will have the opportunity to experience a dynamic working environment with the opportunity to grow within the business and have a truly hands on compliance role that constantly interacts with the business. This role also has the potential to be based in Southampton, Birmingham or London.
To find out more about this role or to other compliance roles please call Abigail Vann on 02034650110
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