Compliance Managers – 2 Positions (Contract/ Perm) recruitment
Responsibilities
1. Carry out daily trade monitoring and periodical transactions review with an eye for suspicious / unusual trade activities
2. Conduct internal reviews to ensure compliance with all applicable laws regulations including Banking Act, SFA, FAA and SGX rules
3. Identify potential risk areas / issues that require compliance checks and / or conduct special investigations on suspicious transactions
4. Provide compliance advisory to business units in relation to new products and business initiatives
5. Provide updates / advise on regulatory developments in relation to Banking Act, SFA, FAA and SGX rules and assess the potential impact of the changes on company’s processes procedures
6. Conduct staff training on compliance regulatory updates and policies
7. File compliance reports with relevant regulatory bodies
Requirements:
- Degree from recognized university or relevant professional qualifications
- 3 to 5 years relevant experience in a financial institution
- Good knowledge of Banking Act, SFA, FAA SGX rules
- Team player, self-motivated with good interpersonal and writing skills
Interested candidates please submit your resume stating personal and career details, present and expected salary and contact numbers by email to hr@sg.daiwacm.com