Compliance Managers – 2 Positions (Contract/ Perm) recruitment
Responsibilities1. Carry out daily trade monitoring and periodical transactions review with an eye for suspicious / unusual trade activities2. Conduct internal reviews to ensure compliance with all applicable laws regulations including Banking Act, SFA, FAA and SGX rules3. Identify potential risk areas / issues that require compliance checks and / or conduct special investigations on suspicious transactions4. Provide compliance advisory to business units in relation to new products and business initiatives5. Provide updates / advise on regulatory developments in relation to Banking Act, Read more […]
Compliance Managers – Energy trading recruitment
A leading integrated energy company are seeking compliance managers for their trading division due to expansion. This is a fantastic company who offer a challenging and rewarding career and will provide you with the tools for a successful future. Compliance has a high profile with senior management and the trading team has a strong compliance culture.The compliance department does not distinguish between advice and surveillance, and uniquely so, the role will cover both activities. You will be responsible for the implementation of an effective compliance programme in your respective product area, Read more […]