Compliance / Money Laundering Officer recruitment
The ideal applicant will have several years’ compliance monitoring experience within a FSA regulated firm, along with solid MLRO knowledge, and, held the positions of CF10/CF11.
Key Responsibilities include:
Liaising with FSA and other regulators; interacting with Equity Sales Traders re all compliance issues; risk based monitoring; records maintenance as per regulator requirements and co-ordinating with overseas Compliance Officers re cross border transactions.
The successful candidate will have:
• A proven track record in compliance gained within Compliance Consultancy, Asset / Investment Management, Hedge funds, Securities firms or a regulator.
• Experience of Anti Money Laundering
• Knowledge of the FSA handbook
• Knowledge of MAS would be useful (Singapore Regulator)
• Knowledge of capital adequacy requirements is highly advantageous
• Experience of monitoring and the ability to develop compliance monitoring programmes and techniques or experience in an audit/risk role
• Strong client facing ability
• Excellent oral and written communication skills
• Strong computer literacy – self sufficient
Salary will be commensurate with experience.
For further detail with regard to this post please "Apply Online" attaching a recent CV.