Compliance Monitoring and Surveillance
The role will report into the Head of Compliance Monitoring Surveillance, the incumbent will play a key role in proactive identification and assessment of compliance risks across the Bank's business, designing and implementing compliance controls with the aim to identify and address actual or potential risks
It will be across the entire range of products including Credit, Rates, treasury and Foreign Exchanges, Asset Finance, Energy Infrastructure Finance, Leverage Commodity Finance, Debt Origination Distribution
The role has a mixture of three elements:
*Identify and map conduct risks: to liaise with the business and the Compliance Advisory team to proactively identify and assess the compliance risks facing the bank
*Design and implement controls to protect the Bank from those risks
*Monitor and report on the effectiveness of those controls and on the Bank's exposure to risks.
It is essential the incumbent has a strong understanding of Debt market products such as Origination, Syndications, Credit and Rates, Structured Products, FX and Treasury
If you have the relevant experience and would like to discuss the role further please apply nowBadenoch Clark is acting as an Employment Business in relation to this vacancy. Badenoch Clark is an Equal Opportunity Employer and a registered Disability Symbol User.
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