Compliance Monitoring Manager
You will be responsible for undertaking detailed reviews in accordance with the firm's monitoring programme to assess compliance with applicable rules and regulations, preparing accurate reports on findings including recommendations to the business, enhancing the visibility of the monitoring team across the wider business, keeping the monitoring programme up to date with both regulatory and business changes, monitoring the status of corrective action and overseeing the monitoring work conducted by members of the team.
The successful candidate should have practical experience in performing asset management monitoring activities and knowledge of regulatory matters relating to OEICS, Luxembourg funds and an understanding of FSA and UCITS regulations would be advantageous. This is a challenging role within one the highly regarded firms in the city.
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
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