Compliance Monitoring Manager recruitment
Join Santander and you'll become a vital part of a business built on the outstanding service provided to our customers, as well as the award-winning products we offer. We're one of the fastest growing banks in the UK and that is down to our people. And we recognise that as we help you develop your career you'll be doing the same for our business.
We are currently looking to hire a Compliance Monitoring Manager who will be responsible for conducting compliance reviews within Santander Global Banking and Markets London, Santander Corporate Bank and Banco Santander (London). In this role you will focus on supporting the development, management and delivery of compliance arrangements that facilitates Santander's compliance with the regulations.
The role is forms part of the Wholesale Compliance infrastructure.
Santander UK
The Santander Group has more than 150 years' experience in global banking and more branches worldwide than any other international bank. We are well on the way to repeating this success in the UK, having been named 'Best UK Bank' by Euromoney for the third year running and 'Best UK Bank' by The Banker for the second successive year in 2010.
As a Compliance Monitoring Manager your skills and qualifications will ideally include:
A proven track record of experience in a similar role
Good knowledge of the rules of the FSA (including MiFID)
Knowledge of cross border transactions
Knowledge/exposure to at least two of the following products:
1.Credit/rates (cash/derivatives)
2.Equity (UK and European)
3.Financing transactions (repos/reverse repos, stock lending/borrowing)
Knowledge and practical experience of developing a compliance monitoring programme
Highly developed written oral communication skills.
Ability to execute monitoring programmes
Basic negotiation influencing skills
Ability to ensure that objectives are met
As a Compliance Monitoring Manager your main responsibilities will involve:
Reviews - Conducting compliance reviews to assess compliance with the rules of the FSA, internal policy and any other internal regulations that may be relevant.
External relationship management - responsible for answering queries regarding reviews with regulators, internal audit, exchanges and any other interested party
Internal relation management - providing advice to management as well front and back office functions
Technical guidance - Co-ordinating with overseas offices/booking centres within the Santander group
Management reporting and analysis - analysing MI to ensure procedures developed by various functions are consistent with high level policy
Location: London
Salary: Up to £46,000 + excellent benefits
Santander welcomes applications from all sections of the community.