Compliance Monitoring Manager recruitment

You will work with the Compliance Monitoring Manager to deliver assigned Compliance Monitoring  reviews to the agreed standard and ensure that the Compliance Monitoring Plan is delivered to the required quality;

And also work with Compliance Monitoring Manager and team to review the process through which the Compliance Monitoring plan is delivered to ensure that the requirements of all stakeholders are met;

Responsibilities

• Delivery of the compliance monitoring plan;

• Delivery of the assigned elements of the  monitoring plan, providing the scope to the business within an agreed timeframe prior to the review being undertaken;

• Carrying out risk based compliance monitoring throughout the Group;

• Delivery of a clear report, providing clarity with regards to the impact of the issues raised and linking them back to the business' risks, providing confirmation of / challenge to the residual risk assessment and a clear set of agreed management actions to be achieved within agreed timescales;

• Ensure that trends identified in monitoring reviews are escalated and appropriate actions taken;

• Ensure that actions agreed within monitoring work are followed through to completion via the Risk and Regulatory Compliance Officers;

• To remain up-to-date with Risk and Regulatory requirements as required to discharge their duties;

• To otherwise participate in the activities of the Group Risk function, sharing experience and expertise;

• To provide support to the Technical Team, as required;

• On occasion, to lead monitoring teams throughout the review;

• To provide expertise to project and due diligence work, as required.