Compliance Monitoring Officer recruitment

The Role

To support the Head of Compliance in regards to various monitoring activities both desk based and also branch based.

Although you would be working in the London office, from time to time you will visit other branches across the UK.

The ideal candidate will be from an Asset Management or Wealth background and should have a good understanding or exposure to Discretionary portfolios.

This position will involve interaction with Sales Staff, Senior Advisors and Branch Managers of the firm.

You would also be involved in providing Compliance review for the firms Portfolios and Clients.