COMPLIANCE OFFICER – GLOBAL TIER 1 BANK – UAE recruitment
Key responsibilities of the role include:
- Review all the existing compliance controls for the current businesses to ensure that current controls address all current regulatory requirements
.- Deliver all compliance training on all regional regulatory and Global Compliance Policy Standards
.- Conduct local compliance monitoring programme to address regional regulatory requirements and work with the Head of Monitoring and Oversight to implement a monitoring programme on the global policy requirements.
- Help with regulatory issues, notifications and approvals for any new business- Develop and implement compliance monitoring programs and identify needs for further enhancements
- Analyze and monitor client complaints
- Training of employees on internal procedures, guidelines and legal regulatory requirements
Along with a minimum of two years of highly relevant compliance experience with a leading financial services firm in the Middle East, the successful candidate will have strong product knowledge of banking and investment products. Arabic speaking is desired but not essential. Competitive package on offer.