SENIOR COMPLIANCE OFFICER recruitment
DESCRIPTION:Maintain and periodically update compliance policies procedures in line with evolving regulatory obligations and establish internal procedures to reflect the relevant requirements under DFSA AMI AML modules. Review of Membership Application forms and documentation for Members, Corporate Investors and CustodiansReview Business Rules and propose revisions as appropriate.Periodic review of the Member Compliance manual and procedures to ensure that they continue to remain relevantConduct the Annual Assessment program for NASDAQ Dubai Members through the annual submission of Internal Read more […]
Legal Manager (VP Level) – Top Tier Bank – UAE recruitment
The job will primarily be responsible for managing corporate law, reviewing contracts, loan document drafting, loan agreements, and commercial documentation. The sucessful candidate will: – Have a minimum of 4 years post qual. experience from a top tier bank or large law firm – Managerial experience as the role will have direct reports – Relevant law qualifications Previous Middle East experience will be highly advantageous. Competitive package will be offered.
Paralegal / Legal Advisor – Banking – UAE recruitment
Other responsibilities will include: • Providing proactive legal assistance and advice on various legal issues like commercial contracts, dispute resolution, cross-border and local regulatory matters, employment issues, intellectual property and corporate governance.• Working with management and compliance department on particular projects such as policies and procedures. • Advising the business and support functions on liability and general risk issues in various legal agreements including services contracts, IT/IP contracts, employment Read more […]
Senior Regulatory Lawyer recruitment
Our client is recruiting a qualified Lawyer who has experience within regulatory and compliance to join their established office and team. They are looking to hire a candidate with four to eight years PQE coupled with banking and finance related experience from a private practice or in house firm in the UAE. As a Senior Regulatory Lawyer this is a fantastic opportunity for you to join a growing reputable private practice in the region. You will ideally have experience in DFSA and compliance. Your duties will include:Drafting loan and security documents.Advising investment banks and brokerages on Read more […]
COMPLIANCE OFFICER – GLOBAL TIER 1 BANK – UAE recruitment
Key responsibilities of the role include: – Review all the existing compliance controls for the current businesses to ensure that current controls address all current regulatory requirements.- Deliver all compliance training on all regional regulatory and Global Compliance Policy Standards.- Conduct local compliance monitoring programme to address regional regulatory requirements and work with the Head of Monitoring and Oversight to implement a monitoring programme on the global policy requirements.- Help with regulatory issues, notifications and approvals for any new business- Develop and implement Read more […]
Legal Counsel within Banking recruitment
A government bank which was established over 40 years ago in the UAE with their Head Office based in Dubai and has over nine branches in total. The bank has grown from strength to strength within retail and corporate banking with a vision to be one of the preferred and trusted banks in the region.Your duties will include: Drafting, reviewing and revising of documentation, contracts and agreements relating to corporate and banking facilities;Negotiating and filing legal briefs and documents including applications, opinions, contracts, notices and agreements;Offering advice on legal and regulatory Read more […]
Compliance recruitment
Our client is seeking a senior compliance officer who can add value to their growing team and handle aspects of compliance, training, advisory, anti-money laundering and licensing matters as well as any suitable support.Successful candidates will handle all compliance related matters pertaining to the firm’s commercial activities and its operations. The ideal candidate should exhibit strong leadership qualities, communication skills, as well as technical knowledge of regulatory requirements. A minimum of 7 years experience with an exchange and/or broker/dealer required. Experience in monitoring Read more […]
Compliance Officer ( DFSA Licensed ) recruitment
In this role, you will be the sole person in charge of Compliance activities, reporting to the CEO in collaboration with the Head Office, and MUST be DFSA qualified (licensed).In this challenging role, your daily tasks will include but will not be limited to:Handle all compliance and regulatory affairsKeep up-to-date with changes of local laws/regulations and the effects on internal policiesReview and revise compliance manuals, company policies and proceduresApprove account-opening documentation and report any irregularitiesLiaise with local regulators and authoritiesLiaise with the Head Office Read more […]
Compliance Officer ( DIFC – based ) recruitment
In this role, you will join a small but growing team and be the sole person in charge of all the compliance activities.The successful candidate should hold the following skills:Min. 3 years experience in complianceExperience with DFSA or FSA regulationsFluent in English, any other language an advantageGood knowledge of compliance and legalIf you are interested to work in a small and multinational team, and have the relevant compliance background, please send your CV to: irina.oprea@swisslinx.com Read more […]
Senior Sanctions Compliance Officer recruitment
A Senior Sanctions Compliance Officer is required to join a growing Compliance division in a leading bank in the region. You will be required to ensure that international sanctions manuals and procedures are followed and provide oversight and screen international payments to minimise sanctions risk. You will undertake further due dilligence for international payments and request and compile regular transaction exception reporting. You will be responsible for preparation of submission of sanctions compliance reports and follow up on exceptions identified and reported and undertake detailed investigations Read more […]