Compliance Officer
You will responsible for ensuring that mandated restrictions and regulatory requirements are correctly interpreted and captured within the firms guideline management systems, coding and verification of rules through a high level of interaction with the Investment Managers to approve guidelines, recommending and agreeing appropriate controls with the Fund Managers and preparing client and regulatory documentation for the completion of audits.
Experience in a guideline / portfolio monitoring role with knowledge of systems such as Charles River or Sentinel is required.
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