Compliance Officer, AML & Financial Crime recruitment
Working closely with the MLRO and Deputy MLRO you will assist in all aspects of AML / Financial Crime.
Duties include:
Review the adequacy of Customer Due Diligence (CDD), Know Your Customer (KYC), Know Your Business (KYB)
Provide the business with advice and guidance on all relevant regulatory obligations
Assist line management to ensure that the firm establishes and maintains appropriate, policies, procedures, systems and controls to meet its regulatory obligations and requirements
Provide support to line management in its liaison with regulators, auditors (internal external) other group companies and external organisations where appropriate
Monitor the complaint handling process and undertake required investigations and ensure resolution of complaints in a timely manner.