**Compliance Officer** ASSET MANAGEMENT recruitment
• This is a challenging and rewarding opportunity for an individual who has experience of working at a Senior level within Compliance within the financial services sector.
• You will have sole accountability for the UK compliance function reporting to the Head of Compliance who is based overseas. The office is expanding and the business growing so this has excellent growth potential.
• You will ensure that the compliance and regulatory framework is robust and adapt the processes internally to accommodate any changes in regulation.
• Act as CF11 for London office
• Devise a robust monitoring programme and construct and implement compliance policies
This is a varied and exciting role and the individual will have:
• Extensive compliance experience gained within financial services
• Relevant product knowledge: investment management or investment banking. Knowledge of UCITS and fund structures very relevant.
• A proactive individual who is able to work autonomously.
To apply for this role please email your CV through immediately to ruth.foster@eamesconsulting.com