Compliance Officer – CF10/11 recruitment
Leading Private Equity firms seeks an accomplished senior Compliance professional for a new appointment. With impressive growth over the last few years and a highly charismatic and entrepreneurial management team, this firm is looking to appoint their first full time Compliance Officer with CF10/11 status. The successful candidate will have experience in dealing with compliance issues in a regulated environment, including at initial investment stage and from an on-going operational perspective.
Key responsibilities will cover all monitoring and highlighting of compliance issues across the funds and investment portfolio, assessing future changes in the regulatory landscape and their impact, review compliance positions around existing investments, oversight of marketing compliance and a host of other ad hoc reporting and projects as required. Very much as hands on as it comes! Currently compliance sits with the COO and this role will require significant setting up of procedures and best practice.
Your background is likely to be in a similar role for either a Private Equity firm, Corporate Finance house or Fund Manager with at least 5 years + relevant experience (or equivalent). Crucially you'll need to have covered the full gambit within compliance and ideally have been FSA registered as CF10/11. In person you're likely to be a confident and competent communicator, articulate and adept at liaising with diverse stakeholders across a complex financial services business.
This role is looking to hire as soon as possible with salary in the region of £80-90,000 plus benefits and discretionary bonus.
To apply, please send through your most up to date CV or for more information or a confidential discussion, please contact Glen Roberts at Marks Sattin on 020 77479765.
Marks Sattin EMEA is acting as an Employment Agency in relation to this vacancy.