Compliance Officer – Derivatives recruitment
A highly regarded investment bank are seeking a compliance officer for their commodities and derivatives business, focusing heavily on front office sales and trading. They are a top performing bank within these markets with an experienced compliance team.
Typical duties will include
Anticipating, assessing and responding to policy and legislative developments within EU US derivative markets by ensuring the firm meets its regulatory requirements
Advising the front office on regulatory directives and exchange requirements and responding to ad-hoc queries and issues.
Monitoring and surveillance of the futures business, with responsibility that position limit requirements are met.
A suitable candidate will typically possess
Experience of derivative markets, with a sound understanding of he trade lifecycle, particularly in regards to clearing.
An understanding of major derivative exchange rules.
Knowledge of US and EU regulatory directives.
If you possess such experience then I am keen to speak with you, please call Francis Barnett on 02073983638 for a confidential discussion or apply using the relevant link.