Compliance Officer – Derivatives recruitment

A highly regarded investment bank are seeking a compliance officer for their commodities and derivatives business, focusing heavily on front office sales and trading. They are a top performing bank within these markets with an experienced compliance team.

Typical duties will include –

• Anticipating, assessing and responding to policy and legislative developments within EU US derivative markets by ensuring the firm meets its regulatory requirements
• Advising the front office on regulatory directives and exchange requirements and responding to ad-hoc queries and issues.
• Monitoring and surveillance of the futures business, with responsibility that position limit requirements are met.

A suitable candidate will typically possess –

• Experience of derivative markets, with a sound understanding of he trade lifecycle, particularly in regards to clearing.
• An understanding of major derivative exchange rules.
• Knowledge of US and EU regulatory directives.

If you possess such experience then I am keen to speak with you, please call Francis Barnett on 02073983638 for a confidential discussion or apply using the relevant link.