Compliance Officer – Hedge Fund (part
This is a varied and challenging role with responsibilities including (but not limited to):
- Monitoring activities in the UK office for consistency with the firm’s global compliance program
- Managing all compliance activities in line with FCA regulatory requirements
- Outlining and monitoring the Firm’s AIFMD compliance strategy
- Managing regulatory relationships in the UK
- Overseeing and ensuring accurate and timely reporting to regulators in the UK and Europe.
- Assisting with the maintenance and implementation of a global risk-based monitoring and testing program
- Keep up to date with current and proposed UK and European regulations; prepare summary reports / update the GC, US CCO, senior management, etc
- Keep up to date with regard to global regulatory developments affecting the firm’s business
- Updating policies and procedures as required
- Providing accurate and timely advice to business areas
- Oversight of personal account dealing and gifts policies
- Identifying and dealing with individual registrations and approved persons
Essential candidate requirements:
- A significant and proven track record in an FCA-focused compliance role
- Prior experience working with hedge fund managers, particularly with respect to private equity (preferable, not essential)
- Strong understanding of FCA rules and regulations
- Ability to provide business-focused regulatory advice
- Currently registered (or have recently been registered) and prepared to take on the CF10 and CF11 controlled functions
- Willingness to work with and support compliance teams in the US and Asia as part of an integrated, global compliance program
- Ability to work independently and be comfortable in a standalone role
Whilst they need someone to commit to 3 days per week, there can be flexibility around the working pattern.
This is a rare part-time opportunity in a successful and stable firm so please contact me on 0203 141 9635 for a confidential discussion or forward your details to giles.remmington@cordium.com
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