Compliance Officer Job
Compliance Officer (Job Number: 1309471)
Description
AML/KYC
Manages specialized compliance efforts for the Company as they relate to complex analytic regulatory requirements, programs and project development. Conducts detailed analysis of existing/proposed regulation, and industry practices within specialty areas of expertise and helps business develop implement procedures to meet these requirements. Validates specialized control processes to ensure compliance with governing laws and rules. Partners with business managers to respond to findings of regulators and/ or auditors. Manage specialized teams of Compliance Analysts and Compliance Officers to support the business. Will have contact with regulators, government officials, and senior Business managers.Expertise in particular Financial Services rules and areas of regulation. Thorough understanding of Enterprise Compliance Risk Management and best practices. Excellent problem solving, analytical ability, oral and written communication skills. The ability to resolve stressful situations with internal clients and regulators in a professional manner. Ability to effectively interact with senior/executive management and Regulators. Strong interpersonal and influencing skills to achieve positive outcomes with constituencies over whom the incumbent has no direct authority.
• Fluency in Spanish is a plus
• Excellent problem solving, analytical ability, oral and written communication skills.
• Previous AML/Look-back project experience a plus
• Basic understanding of banking or securities operations
• Computer proficiency and knowledge of LexisNexis and World Check (or similar) required
• Proficiency with Actimize, Mantas, SearchSpace, Fortent or similar surveillance system preferred
• Ability to multi-task, adapt to new changes and rapidly confront new challenges
• Good interpersonal, organizational, and analytical skills
• Strong work ethic
• Ability to work independently and in a team environment
Qualifications
MBA, JD degree or professional certification preferred. 10 - 12 years relevant product/financial services and/or auditing or compliance experience preferred
Primary Location: United States-USA-New Jersey-Jersey City
Internal Jobcode: 11910
Job: Audit/Compliance/Risk
Organization: Pershing-HR06431
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