Compliance Officer needed at Investment Bank recruitment
They require a compliance officer to perform a broad range of advisory, review work and project management with the business and Senior Compliance teams. This is an excellent role for an experienced compliance professional that is ready to move their compliance career up to a more senior level.
Your responsibilities will be as follows:
- Support the Compliance department in the development and delivery of the strategic goals, objectives and priorities by ensuring these are reflected in policy, practice and delivery.
- Proactively keep management updated as to the key and most current compliance matters
- Develop and perform relevant control work (routine monitoring checks) and Compliance reviews on a periodic basis in liaison with the head of monitoring compliance.
- Assist with the creation and documentation of complete and accurate periodic Compliance Reports (particularly in respect of Disclosures, PA Dealing and Outside Business Interests) as directed.
- Provide ongoing face to face training to relevant business areas in accordance with the Annual Training Plan and as directed by the Head of Central Compliance
Key Skills Required:
- Compliance advisory experience within an investment bank (essential)
- Proven ability to perform compliance monitoring (desk and thematic reviews)
- Strong general compliance experience across a number of product areas
- Detailed knowledge of FSA rules and European Legislation
- Proven experience of delivering high quality compliance reports for senior management
- Educated to degree standard
- Proven ability in providing staff training on regulatory issues
Location: City
If you would like to take on a broad and challenging role at a reputed investment bank, and work with an experienced compliance department; please send your CV to me for consideration. For a discreet conversation, please call Michael Richards on 02073983600.
June 3, 2012
• Tags: Compliance, Compliance Officer needed at Investment Bank recruitment, Legal careers in the UK • Posted in: Financial