Compliance Officer recruitment
- New Hedge Fund Company
- Newly Created Position
- Great Career Prospect
Responsibilities
- Handle and advise on all regulatory related matters
- Manage the company’s regulatory risk
- Perform all compliance monitoring such as investment guidelines monitoring, best execution monitoring
- Handle and review all business agreements such as investment management agreement, distribution agreement
- Prepare and update compliance policies, including but not limited to AML / KYC policies
- Coach and provide training to staff
- Review all sales and marketing materials of products preferably complex products involving multiple asset classes
- Serve as primary contact of the regulators and handle all regulatory inquiries
Requirements
- University Graduate holding a degree in law / finance / accounting with reasonable compliance experience in hedge fund industry
- In-depth knowledge of SFO and have strong communication skills
- An independent thinker and able to work autonomously
- Hands on experience in business advisory and dealing with senior management will be an advantage
- Familiar with HK and/or generally Asia Pacific regulations in dealing with hedge funds
- Experience of setup of new hedge fund product activities such as private placement memorandum, subscription agreements, and prime broker agreements
- Fluency in English and Chinese, both written and spoken is essential
To apply please click on the 'Apply online' button below or enter 23518/JSIU in the 'Job Ref Number/ Keyword' section of jobsearch.hk.hudson.com or contact Jennifer Siu on +852 2919 6245 for a confidential discussion. Alternatively, email your resume to hkresume@hudson.com quoting efinancialcareers - 23518/JSIU. Interested parties are required to supply their valid HK ID No. or Passport No. (for overseas applicants).
Your interest will be treated in strict confidence and only shortlisted candidates will be notified.
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