Compliance Officer recruitment
GDF SUEZ – EMTWithin the new Energy Europe Business Line (EEBL), the Energy Management Trading (EMT) Business is responsible for the optimization of the Group’s assets in Europe: purchase contracts, physical assets and sales contracts. Its role is to ensure competitive energy for our customers while maximizing the value created, in a context of controlled risks.EMT manages, over all time horizons, one of the largest and most diversified energy portfolios in Europe comprising electricity, gas, coal, petroleum products, biomass, CO2 and environmental products.Within the Internal Control Compliance Read more […]
Compliance Officer recruitment
Robert Half are recruiting a Senior Compliance Manager for a London branch of an overseas Retail Bank/Commercial Bank on a contract to permanent basis. This is a great opportunity of a senior Compliance Professional to work in a broad compliance role with access to senior management in the bank and ability to influence policy and decisions but also to retain a hands on approach. The Compliance Manager will report directly to the General Manager of the Bank and have full responsibility for all of the FSA Regulatory Compliance of the Bank. Therefore you must be CF10, CF11 approved. The key responsibilities Read more […]
Compliance Officer recruitment
This position will partner with the business providing advice on compliance issues as required, ensuring that standards of conduct are communicated, understood, and appropriately implemented. The successful candidate will assist in developing and implementing the compliance strategy, identifying breaches and developing corrective action, providing compliance training where appropriate, and monitoring regulatory changes to ensure that business procedures reflect such changes. Candidates should be able to demonstrate significant experience in a similar role, and a background in marine insurance Read more […]
Compliance Officer recruitment
Department: Compliance Position: Compliance Officer Reporting to: General Manager and Board of DirectorsANIMA Asset Management, an asset management company based in Dublin, Ireland, with assets under management of €5 billion and fully owned by ANIMA SGR, is currently looking for a Compliance Officer.Reporting to the General Manager and to the Board of Directors, the Compliance Officer is in particular responsible for the following activities:• Oversight of regulatory compliance of the Company and the Funds promoted by it. Identifying potential risk areas linked to regulatory obligations Read more […]
Compliance Officer recruitment
Jouw verantwoordelijkheden bestaan uit het (ondersteunen bij het) maken van de compliance risicoanalyse, het opzetten en onderhouden van de Compliance Manual van de betreffende business unit, het geven van voorlichting over Compliance en het verhogen van ‘compliance awareness’ en tot slot het toezien op naleving wet- en regelgeving. Je voert de bijbehorende werkzaamheden uit in nauw overleg met de overige Compliance Officers van Kempen Co en je onderhoudt goed contact met het management van Van Lanschot Private Office en Kempen Capital Management.Daarnaast voer je onder meer de volgende taken Read more […]
Compliance Officer recruitment
Be part of our dynamic legal and compliance team, providing compliance oversight for SCM assuming responsibility for a comprehensive program of compliance policies, procedures, reporting and review for the firm in compliance with all applicable laws and regulations, including the Investment Advisers Act, as well as the firm’s code of ethics, and other regulations which may apply in the normal course of the firm’s business as a registered investment advisor. Primary Responsibilities: • Maintain compliance manuals, provide training, test policy effectiveness and conduct surveillance Read more […]
Legal/Compliance Officer recruitment
Main Responsibilities:- Manage contracts with clients, consultants, agents and sub-contractors. – Manage legal issues including sanctions conformance.- Manage insurance issues for liabilities, travel, and professional indemnity.- Provide commercial guidance and support across the business streams.- Develop and improve existing commercial policies and processes.- Liaise with finance group on country tax issues.- Liaise with commercial teams in overseas offices.- Providing timely independent advice on all aspects of regulatory compliance including market abuse, anti-bribery, anti-money laundering, Read more […]
Compliance Officer recruitment
This is a highly unique opportunity to join the Legal and Compliance Department of a leading, publicly-traded, SEC-registered investment adviser (operating in multiple foreign jurisdictions) with more than forty billion dollars in assets under management. Fortress business lines include hedge funds, private equity funds, publicly-traded real estate investment trusts and traditional asset management. The position will be based in Manhattan. The successful candidate will work with other members of the Fortress Compliance Department and businesses around the firm on, among other things, Read more […]
Compliance Officer recruitment
Key responsibilities will include ensuring compliance with applicable rules and regulations, particularly in relation to broker-dealer and banking issues, providing ongoing advice regarding complicated multi-entity transactions, mitigating regulatory and reputation risk, working closely with other compliance teams in relation to specific product areas, assisting in the creation of a supervisory infrastructure to aid management in supervising the business, and conducting training on relevant regulatory matters. Candidates should have prior experience gained within a similar compliance role, particularly Read more […]
Compliance Officer recruitment
Leading Independant Financial Services ProviderVaried Role with Scope for DevelopmentGrowing, Friendly CBD Based OrganisationThis is a fantastic job opportunity to work for a leading national financial services provider in a compliance role. This vibrant, growing independent organisation has experienced significant growth and success in the last few years and offers a friendly, sociable culture. Based in CBD offices you will have a compliance remit over authorized representatives across Australia and you will work with Directors and auditors to ensure compliance. Your role will co-ordinate adviser Read more […]