Compliance Officer recruitment
Role
• Monitor PA Dealing and provide clearance as and when required
• Deal with Control Room related queries
• Follow the Conflict Clearance process for all relevant transactions
• Provide cover for all members of the Control Room when required
• Liaise with overseas affiliate offices on ad hoc projects and issues.
• Work closely with IT on projects for daily monitoring
• Daily monitoring of long and short position
• Assist the Compliance manager with the implementation of the monitoring function.
• Assist with the training of new members of the team
• Preparation of monitoring reports documenting the results and resolution of findings
• Escalate any critical issues promptly to the Compliance manager
• Deal with any duties as directed by the Compliance Manager
Experience
• Excellent working knowledge of the regulatory environment
• Knowledge of Capital markets
• Excellent interpersonal and communication skills, with the ability and confidence to talk to employees at all levels within the company
• Experience of monitoring
• Good understanding of risk management
• Operational experience gained within a banking environment