Compliance Officer recruitment
Compliance Officer
Are you looking to work for a growing company in the online spread trading sector?
Do you have a background and appropriate qualifications in Compliance?
Our well established client is growing substantially, whose clients all over the world it is regulated under MiFID and the Irish Central Bank and is strongly focused on providing world class services that meet all its obligations.
Responsibilities will include:
- Regulatory reporting on all aspects of the firmrsquo;s capital position
- Full responsibility for Client Asset Requirement processes, Transaction Client
- Data reporting
- Policy development monitoring
- Fulfill all company responsibilities relating to Training Education, AML,
- Consumer Protection
- Review and approve all company communications and advertising
Experience Required:
- Compliance qualification such as with ACOI essential
- Must come from a banking, trading, investment or other MiFID related sector
- Minimum 5 years in a compliance/regulatory role
- Strong and independent attitude combined with commercial awareness
- Ability to work with, and influence, product development and trading activity
Salary: Remuneration will reflect candidate level of experience.
Please send your CV to Ayesha Thompson at Osborne Recruitment or apply through the link below. All applications will be handled in strictest of confidence.
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