Compliance Officer recruitment

This is a fantastic job opportunity to work for a leading national financial services provider in a compliance role.

This vibrant, growing independent organisation has experienced significant growth and success in the last few years and offers a friendly, sociable culture. Based in CBD offices you will have a compliance remit over authorized representatives across Australia and you will work with Directors and auditors to ensure compliance.

Your role will co-ordinate adviser reviews and the resultant reports, offer guidance to advisors on all compliance matters relating to: statements of advice, office signage, marketing and use of promotional tools. You will maintain the licensee registers, policies and manuals and work with the Directors on reporting breaches and complaint handling procedures. Using your well developed IT skills you will use Excel to produce reports to the board.

This organisation offers learning and development opportunities as well as the chance to add value through your skills and interest in the sector and in the compliance discipline. To be successful in this role you will have experience in the financial planning sector and have proven compliance skills and knowledge.

Please contact Charlotte Vincent on charlotte.vincent@hays.com.au