Compliance Officer recruitment
You reponsibilities will include:
1. Contribute to ensuring the functions of Compliance within Wealth Management are carried out in accordance with applicable laws and regulations and is smoothly carried out without interruptions or problems
2. Assist the Head of Ethics Compliance in ensuring the accomplishment of the Department’s mission
3. Assist the Head of Ethics Compliance in implementing procedures as a result of changes in local laws and regulations and updating such rules and regulations
4. Implement and update policies and procedures related to KYC, Prevention of Money Laundering and Fight against Corruption and Terrorism
5. Ensure that the rules and procedures for compliance as outlined in the Compliance Manual are being followed, especially with issues like money laundering, due diligence on clients, know your client process
You will ideally have:
- Successfully completed the Diploma in Compliance
- Must have at least 5 years of experience in banking working experience in wealth management compliance
- Familiar with Singapore laws and regulations
- Have good understanding of control concept as well as compliance rules and regulations