Compliance Policy Advisor – Insurance Broking recruitment
A global broker is currently looking to build out their policy focused compliance function, and is currently recruiting in a senior advisory capacity. This role will work closely with specialty business units to ensure that all regulatory issues are addressed compliantly and effectively, looking particularly on issues affecting wider general insurance product lines, from an investment advisory perspective.
The suitable candidate will have a very strong FSA compliance background with a general insurance broker; covering conduct policy directives, ICOBs, MiFiD. In addition, the ideal candidate will have had oversight of such a governance function (CF10/11), having taken accountability for all impacted business areas from a regulatory sense.
In effect, this role will partner all business areas across the broking and investment advice function to compliance and the regulator, mediating between all business units and corporate governance outfits.
If this role is of interest, please contact Barnaby Francis at Hays Financial Markets on 0203 465 0110.